OTCX Regulatory Profile

Regulatory Profile

OTCX Regulatory Profile

Regulator

Status

Date Granted

Link

The Monetary Authority of Singapore
Exemption from the requirement to be an approved exchange or a recognised market operator
March 31, 2025

Regulator

Status

Date Granted

Link

Autorite des Marches Financiers (Quebec)
Exemption from Recognition as an Exchange
January 29, 2025

Regulator

Status

Date Granted

Link

Commodity Futures Trading Commission
Authorised MTF covered by 24-11 No action letter
August 28, 2024

Regulator

Status

Date Granted

Link

Ontario Securities Commission
Exemption from Recognition as an Exchange
September 13, 2024

Regulator

Status

Date Granted

Link

Financial market infrastructures and foreign market participants
Recognition of foreign trading venues under Article 41 FMIA
January 18, 2024

Regulator

Status

Date Granted

Link

Australian Securities and Investment Commission
Overseas Australian Market Licence
January 10, 2024

Regulator

Status

Date Granted

Link

Nova Scotia Securities Commission
International Dealer Exemption in Nova Scotia
November 30, 2023

Regulator

Status

Date Granted

Link

Financial Conduct Authority
Investment firm with MTF permissions
July 24, 2023